Staff Augmentation Services

FITS Consulting offers tailored staff augmentation services that provide immediate access to experienced professionals. Whether filling regulatory roles, executing projects, or supporting daily operations, we help clients maintain continuity and momentum without compromising quality. FITS delivers flexible, high-impact resources that integrate seamlessly into your organization and drive results.

 

FINOP And Registered Principals

  • Outsourced FINOP services (Series 27)
  • Registered Principals for interim or ongoing roles
  • Regulatory filings, financial reporting, and capital compliance
  • Support for CMA/NMA submissions and regulatory inquiries

Project Management Across All Disciplines

  • Agile, Waterfall, and hybrid project management
  • Cross-functional coordination and status reporting
  • Risk mitigation, scope control, and stakeholder management
  • Technology implementations, integrations, and migrations

Subject Matter Experts

  • Experts in brokerage operations, banking, trust, and wealth management
  • Support for conversions, control design, and regulatory initiatives
  • Hands-on professionals who integrate seamlessly into your team
  • Specialist resources for short-term needs or long-term engagements

Key Function Backfill

  • Corporate Actions and Dividend Processing
  • Mutual Fund Order Processing and Reconciliation
  • Purchase & Sale (P&S)/CAGE and Settlement Functions
  • Break Resolution, Account Reconciliation, and Tax Reporting

Expert Resources When You Need Them—Without Disruption.

Immediate Coverage – Deploys experienced resources quickly to fill critical short-term or long-term gaps.

Subject Matter Expertise – Provides specialists in areas like settlements, reconciliations, tax reporting, and corporate actions.

Flexibility and Scale – Adjusts resource levels up or down based on project phase, staffing turnover, or volume spikes.

Seamless Integration – FITS professionals blend into your team structure with minimal onboarding friction.

Knowledge Transfer – Documents procedures and trains internal staff to retain operational continuity post-engagement.

Thank you!

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